The SEC’s statement regarding the commission doesn’t really provide much insight into what it will seek to do, other than ...
Non-profit firm Better Markets has thrown its weight behind the U.S. Securities and Exchange Commission (SEC) by filing an ...
Securities regulators accused company of lying to investors about its involvement in FirstEnergy's pay-for-play scandal.
Hedge fund industry lobbyists have sent a wish list to the U.S. Securities and Exchange Commission (SEC) asking for repeals ...
Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company ...
Hindenburg is not under investigation by the SEC, to our knowledge, and any suggestion to the contrary is false, the firm ...
President Donald Trump has elevated Republican Commissioner Mark Uyeda to take over the SEC from a now-departed Gary Gensler.
REX Shares and Osprey Funds have asked the U.S. Securities and Exchange Commission (SEC) to approve exchange-traded funds ...