SEC Form 144 Explained: Definition, Filing Rules, and Examples

Discover how to file SEC Form 144 with comprehensive guidelines and examples to ensure regulatory compliance in stock sales ...
Investopedia

SEC Form ADV: Requirements, How to File, and Key Details

Investopedia contributors come from a range of backgrounds, and over 25 years there have been thousands of expert writers and editors who have contributed. Marguerita is a Certified Financial Planner ...
JD Supra

SEC Heightens Issuers' Share Repurchase Disclosure Requirements

On May 3, 2023, the Securities and Exchange Commission (SEC) adopted amendments to the disclosure requirements relating to issuers’ repurchases of their equity securities. The SEC’s full adopting ...
JD Supra

SEC Proposes New Rules to Increase Capital Formation in Public Markets and Simplify the Public Company Reporting Framework

On May 19, 2026, the Securities and Exchange Commission proposed two sets of amendments—one expanding the accessibility of smaller reporting ...
InvestmentNews

SEC proposes extended Form N-PORT deadlines and return to quarterly reporting for US registered funds

On February 18, the Securities and Exchange Commission (SEC) published proposed amendments to Form N-PORT reporting requirements for certain registered investment companies. The SEC’s proposal would ...
The National Law Review

SEC Rule 13f-2 and Form SHO: New Short Position Reporting Requirements for Certain Investment Managers

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...